SourcingSourcing

MAXELE ADVISORS, LLC

A72
CRD 165129·SEC 801-121992·WEBSTER GROVES, MO
AUM
$201.6M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$605K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MAXELE ADVISORS, LLC
CRD
165129
SEC file #
801-121992
EIN
461961711
DBA names
—

Economics

AUM
$201.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$120.7M → $201.6M▲ +67%
Client mix
Individuals Other161
Individuals High Net Worth73

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
WEBSTER GROVES MO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
maxeleadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ERKEN, STEPHEN, M
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ERKEN, STEPHEN, M
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MAXELEADVISORS.COM
Rdap Domain Creation Date
2013-01-01T23:36:53Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002096567
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2025-11-14
Edgar Last Filing Date
2026-02-05
Edgar 13f Count
9
Edgar 13f Latest AUM Estimate
Filing Date2026-02-05
Accession0002096567-26-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3901
Soi Zip Pct 200k Plus
0.1548
Soi Zip Returns 200k Plus
2,620
Soi Zip Total AGI
2,235,267
Fdic Zip Total Deposits
27,966,902,000
Fdic Zip Branch Count
413
Fdic Zip Top Banks
Bank of America, National Association
Commerce Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
20 ALLEN AVENUESTE 330WEBSTER GROVES, MO 63119-2358
Business
20 ALLEN AVENUESTE 330WEBSTER GROVES, MO 63119-2358
Edgar EIN
461961711
Edgar Recent Filings
13F-HR2026-02-05 · 0002096567-26-000001
13F-HR2025-12-01 · 0002096567-25-000008
Fdic Zip Branches Raw
First Financial Bank of St. LouisRock Hill, MO
First BankShrewsbury, MO
Fdic Zip HHI
1206.45
Fdic Zip Top Bank Share Pct
29.07
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-01T23:36:53Z
Rdap Domain Last Changed
2026-01-02T16:22:41Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI38,564
Returns3,530
Stub 2
AGI101,180
Returns2,700
Stub 3
AGI143,853
Returns2,320
Soi Zip Total Business Income
77,845
Soi Zip Total Cap Gains
138,908
Soi Zip Total Dividends
84,842
Soi Zip Total Returns
16,920
Top Owner CRD
1773459
Trust Company Affiliate
No

People (1)

1
ERKEN, STEPHEN, M
IAR · Direct Owner · 87.5%
1773459