SourcingSourcing

KKM FINANCIAL LLC

C39
CRD 165136·SEC 801-77094·CHICAGO, IL
AUM
$733.9M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KKM FINANCIAL LLC
CRD
165136
SEC file #
801-77094
EIN
611702584
DBA names
—

Economics

AUM
$733.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$146.8M → $733.9M▲ +400%
Client mix
Individuals Other108
Individuals High Net Worth51
Investment Companies2
Other Investment Advisers1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
kkmfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KILLIR KAPITAL MANAGEMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
KILLIR KAPITAL MANAGEMENT, LLC
DEMING, DANIEL, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KKMFINANCIAL.COM
Rdap Domain Creation Date
2012-12-13T16:44:12Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002001943
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002001943-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Edgar Addresses
Mailing
141 W. JACKSON1711CHICAGO, IL 60604
Business
141 W. JACKSON1711CHICAGO, IL 60604
Edgar EIN
611702584
Edgar Recent Filings
13F-HR2026-05-15 · 0002001943-26-000002
13F-HR2026-02-18 · 0002001943-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-13T16:44:12Z
Rdap Domain Last Changed
2022-12-14T12:34:23Z
Rdap Nameservers
Ns39.domaincontrol.comNs40.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
DEMING, DANIEL, JOSEPH
IAR · Direct Owner · 7.5%
2381153
DOOLEY, RICHARD, SCOTT
Executive Officer · 2.5%
5879453
KILBURG, JEFFREY, JAMES
Executive Officer · 2.5%
5675345