SourcingSourcing

THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP

C49
CRD 165183·SEC 801-77148·SCOTTSDALE, AZ
AUM
$309.3M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$928K
@ 30% margin
Est. Deal Value
$7.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP
CRD
165183
SEC file #
801-77148
EIN
—
DBA names
Aim Capital

Economics

AUM
$309.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$191.8M → $309.3M▲ +61%
Client mix
Individuals High Net Worth134
Individuals Other102
Charitable Organizations10

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/21/2026
ADV-W filed at
—
Website
aimcapaz.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PLN INVESTMENT STRATEGIES, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
PLN INVESTMENT STRATEGIES, LLC
THE HILL INVESTMENT GROUP, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AIMCAPAZ.COM
Rdap Domain Creation Date
2012-08-17T00:19:43Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-17T00:19:43Z
Rdap Domain Last Changed
2022-09-12T03:52:53Z
Rdap Nameservers
Ns19.domaincontrol.comNs20.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
HILL, WILLIAM, FLOYD
IAR · Executive Officer · 2.5%
2399670
NAGEL, PHILIP, LEE
IAR · Executive Officer · 2.5%
1827270