SourcingSourcing

CAPSTONE WEALTH MANAGEMENT CORP.

A65
CRD 165359·SEC 801-121346·LAKELAND, FL
AUM
$109.4M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$328K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPSTONE WEALTH MANAGEMENT CORP.
CRD
165359
SEC file #
801-121346
EIN
—
DBA names
—

Economics

AUM
$109.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$148.6M → $109.4M▼ -26%
Client mix
Individuals Other262
Individuals High Net Worth24
Pension Profit Sharing Plans2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
LAKELAND FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
careformywealth.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MONTGOMERY, ALLEN, RAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MONTGOMERY, ALLEN, RAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAREFORMYWEALTH.COM
Rdap Domain Creation Date
2015-06-24T14:58:39Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Axos Advisor Services2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-24T14:58:39Z
Rdap Domain Last Changed
2026-02-17T01:07:12Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1101356
Trust Company Affiliate
No

People (3)

3
MONTGOMERY, ALLEN, RAY
IAR · Direct Owner · 87.5%
1101356
JONATHAN THOMAS STUMP
IAR
5544464
CHRISTOPHER DEAN KLINE
IAR
2597293