SourcingSourcing

FOSTER & WOOD, INC.

C39
CRD 165362·SEC 801-120625·LAKE OSWEGO, OR
AUM
$218.7M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$656K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOSTER & WOOD, INC.
CRD
165362
SEC file #
801-120625
EIN
—
DBA names
—

Economics

AUM
$218.7M
AUM band
$100M-$500M
AUM trajectory
'22'26
$137.4M → $218.7M▲ +59%
Client mix
Individuals Other47
Pension Profit Sharing Plans40
Individuals High Net Worth21

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
LAKE OSWEGO OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
fosterandwood.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FOSTER, DAVID, TARR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FOSTER, DAVID, TARR
WOOD, TIMOTHY, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FOSTERANDWOOD.COM
Rdap Domain Creation Date
2015-04-01T19:00:54Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
20,185
Form 5500 Compensation Trajectory 3y
202520,185
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
20,185
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-01T19:00:54Z
Rdap Domain Last Changed
2026-04-01T17:47:50Z
Rdap Nameservers
Pdns05.domaincontrol.comPdns06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4584178
Trust Company Affiliate
No

People (3)

3
FOSTER, DAVID, TARR
IAR · Direct Owner · 87.5%
4584178
WOOD, TIMOTHY, EDWARD
IAR · Direct Owner · 7.5%
4428218
JEREMY DURKIN SIX
IAR
7874674