SourcingSourcing

RIK SAYLOR FINANCIAL, INC.

C36
CRD 165484·SEC 801-121784·FAIRFIELD, OH
AUM
$199.2M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$597K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIK SAYLOR FINANCIAL, INC.
CRD
165484
SEC file #
801-121784
EIN
311618013
DBA names
—

Economics

AUM
$199.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$124.1M → $199.2M▲ +61%
Client mix
Individuals Other280
Individuals High Net Worth96
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
FAIRFIELD OH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
riksaylorfinancial.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SAYLOR, RIK, JAMES HENRIK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SAYLOR, RIK, JAMES HENRIK
HAMBERG, ERIC, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RIKSAYLORFINANCIAL.COM
Rdap Domain Creation Date
2004-09-20T17:16:11Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002045268
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-27
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001986152-26-000078

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1671
Soi Zip Pct 200k Plus
0.0294
Soi Zip Returns 200k Plus
680
Soi Zip Total AGI
1,494,786
Fdic Zip Total Deposits
25,320,859,000
Fdic Zip Branch Count
543
Fdic Zip Top Banks
Fifth Third Bank
Fifth Third Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
1241 NILLES ROADFAIRFIELD, OH 45014
Business
1241 NILLES ROADFAIRFIELD, OH 45014
Edgar EIN
311618013
Edgar Recent Filings
13F-HR2026-05-08 · 0001986152-26-000078
13F-HR2026-02-12 · 0001986152-26-000030
Fdic Zip Branches Raw
Society National BankFairfield, OH
Great Lakes Bancorp, A FSBFairfield, OH
Fdic Zip HHI
967.96
Fdic Zip Top Bank Share Pct
19.02
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-20T17:16:11Z
Rdap Domain Last Changed
2025-09-21T18:03:03Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI76,043
Returns5,960
Stub 2
AGI248,570
Returns6,660
Stub 3
AGI259,403
Returns4,230
Soi Zip Total Business Income
38,065
Soi Zip Total Cap Gains
37,225
Soi Zip Total Dividends
26,560
Soi Zip Total Returns
23,160
Top Owner CRD
2603784
Trust Company Affiliate
No

People (3)

3
SAYLOR, RIK, JAMES HENRIK
IAR · Direct Owner · 87.5%
2603784
HAMBERG, ERIC, THOMAS
IAR · Direct Owner · 17.5%
5324635
NATHANIAL LEE PARKER
IAR
5522033