SourcingSourcing

THE PALISADES GROUP, LLC

C22
CRD 165609·SEC 801-77293·AUSTIN, TX
AUM
$27.78B
$1B+
Est. Revenue
$277.8M
@ 1% on AUM
Est. EBITDA
$83.3M
@ 30% margin
Est. Deal Value
$666.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE PALISADES GROUP, LLC
CRD
165609
SEC file #
801-77293
EIN
822300946
DBA names
—

Economics

AUM
$27.78B
AUM band
$1B+
AUM trajectory
'20'26
$967.1M → $27.78B▲ +2773%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
90
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
5 advisors → 9 advisors▲ +80%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
palisades-group.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CIM ADVISORY HOLDINGS TRS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
CIM ADVISORY HOLDINGS TRS LLC
FISHER, CRAIG, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PALISADES-GROUP.COM
Rdap Domain Creation Date
2023-06-14T23:28:49Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001716058
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2017-09-08
Edgar Last Filing Date
2018-11-15
Edgar Form D Count
2
Edgar Form D Offerings
2018-11-152018-11-15 · 0001716058-18-000001
2017-09-082017-09-08 · 0001716058-17-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank6
E*trade4
Edgar Addresses
Mailing
11755 WILSHIRE BLVD.SUITE 1700LOS ANGELES, CA 90025
Business
11755 WILSHIRE BLVD.SUITE 1700LOS ANGELES, CA 90025
Edgar EIN
822300946
Edgar Recent Filings
D2018-11-15 · 0001716058-18-000001
D2017-09-08 · 0001716058-17-000001
Fee Schedule
Bracket Xii100
Bracket I0
Bracket Ii0
Bracket Iii0
Bracket Iv0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-06-14T23:28:49Z
Rdap Domain Last Changed
2026-01-15T02:20:15Z
Rdap Nameservers
Pdns07.domaincontrol.comPdns08.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
FISHER, CRAIG, ANDREW
Executive Officer · 2.5%
5052362
KARDIS, PHILLIP, J
Executive Officer · 2.5%
8057775
MACDOWELL, JACK, LEE
Executive Officer · 2.5%
4269131
VISWANATHAN, SUBRAMANIAM
Executive Officer · 2.5%
5324347