SERAPH CAPITAL ASSOCIATES, LLC

C48
CRD 165754·SEC 801-112894·BARTLESVILLE, OK
AUM
$90.3M
$25M-$100M
Est. Revenue
$903K
@ 1% on AUM
Est. EBITDA
$271K
@ 30% margin
Est. Deal Value
$2.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SERAPH CAPITAL ASSOCIATES, LLC
CRD
165754
SEC file #
801-112894
EIN
992599453
DBA names

Economics

AUM
$90.3M
AUM band
$25M-$100M
AUM trajectory
'20'26
$19.6M → $90.3M▲ +360%
Client mix
Individuals Other211
Pension Profit Sharing Plans70
Corporations50
Individuals High Net Worth48
Insurance Companies41

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
BARTLESVILLE OK
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
Website

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SUTTERFIELD FINANCIAL GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SUTTERFIELD FINANCIAL GROUP, INC.
HYDEN, ZACHARY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002022979
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-05-22
Edgar Last Filing Date
2024-05-22
Edgar Form D Count
1
Edgar Form D Offerings
2024-05-222024-05-22 · 0002022979-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Interactive Brokers2
Edgar Addresses
Mailing
501 E. 4TH STREETBARTLESVILLE, OK 74003
Business
7401 SOUTH BITTERROOT PLACESUITE 100SIOUX FALLS, SD 57108
Edgar EIN
992599453
Edgar Recent Filings
D2024-05-22 · 0002022979-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
115652
Trust Company Affiliate
No