AM INVESTMENT STRATEGIES, LLC

C33
CRD 165823·SEC 801-77283·CHATTANOOGA, TN
AUM
$738.4M
$500M-$1B
Est. Revenue
$7.4M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AM INVESTMENT STRATEGIES, LLC
CRD
165823
SEC file #
801-77283
EIN
461138534
DBA names

Economics

AUM
$738.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$353.5M → $738.4M▲ +109%
Client mix
Individuals Other436
Individuals High Net Worth140

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
CHATTANOOGA TN
Branches

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/11/2026
ADV-W filed at
Website

Compliance

Disclosures (firm)
2
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MILLER, AON, DOUGLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MILLER, AON, DOUGLAS
OWSLEY, LAURA, GINNETTE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001818897
Edgar Registered
Yes
Edgar Filing Count
26
Edgar First Filing Date
2020-08-11
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
24
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001818897-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
832 GEORGIA AVENUESTE 100CHATTANOOGA, TN 37402
Business
832 GEORGIA AVENUESTE 100CHATTANOOGA, TN 37402
Edgar EIN
461138534
Edgar Recent Filings
13F-HR2026-04-29 · 0001818897-26-000002
13F-HR2026-02-05 · 0001818897-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3083225
Trust Company Affiliate
No