SourcingSourcing

SUMMIT WEALTH GROUP, LLC

C34
CRD 166118·SEC 801-122606·TULSA, OK
AUM
$182.5M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$547K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUMMIT WEALTH GROUP, LLC
CRD
166118
SEC file #
801-122606
EIN
020402320
DBA names
—

Economics

AUM
$182.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$108.5M → $182.5M▲ +68%
Client mix
Individuals Other226
Individuals High Net Worth56

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
2 advisors → 4 advisors▲ +100%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/company/swg-bayarea(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPINARDI REVOCABLE TRE DTD
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
SPINARDI REVOCABLE TRE DTD
SPINARDI, THEODORE, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:summit.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
54,171
Form 5500 Compensation Trajectory 3y
202554,171
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
54,171
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001802865
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
2020-02-10
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001802865-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
205 BILLINGS FARM RD # 2AWHITE RIVER JUNCTION, VT 05001
Business
205 BILLINGS FARM RD # 2AWHITE RIVER JUNCTION, VT 05001
Edgar EIN
020402320
Edgar Recent Filings
13F-HR2026-05-04 · 0001802865-26-000003
13F-HR2026-02-06 · 0001802865-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
SPINARDI, THEODORE, JOSEPH
IAR · Direct Owner · 87.5%
2302532
Luke Theodore Spinardi
IAR
7367624