SourcingSourcing

NAPIER PARK GLOBAL CAPITAL (US) LP

C22
CRD 166333·SEC 801-77543·NEW YORK, NY
AUM
$14.57B
$1B+
Est. Revenue
$145.7M
@ 1% on AUM
Est. EBITDA
$43.7M
@ 30% margin
Est. Deal Value
$349.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NAPIER PARK GLOBAL CAPITAL (US) LP
CRD
166333
SEC file #
801-77543
EIN
000000000
DBA names
—

Economics

AUM
$14.57B
AUM band
$1B+
AUM trajectory
'20'26
$9.01B → $14.57B▲ +62%
Client mix
Pooled Investment Vehicles54
State Or Municipal Govt5

Operations

Employees (total)
137
Advisory staff (per ADV)
43
Advisory staff (5-yr trend)
'20'26
30 advisors → 43 advisors▲ +43%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
napierparkglobal.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NAPIER PARK GLOBAL CAPITAL LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
NAPIER PARK GLOBAL CAPITAL LLC
DORFMAN, JONATHAN, LOUIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NAPIERPARKGLOBAL.COM
Rdap Domain Creation Date
2013-02-04T16:44:30Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
643,454
Form 5500 Compensation Trajectory 3y
2025643,454
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
643,454
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001773723
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2019-04-16
Edgar Last Filing Date
2020-04-16
Edgar Form D Count
2
Edgar Form D Offerings
2020-04-162020-04-16 · 0001773723-20-000001
2019-04-162019-04-16 · 0001773723-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank65
Jpmorgan13
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
280 PARK AVENUE, 3RD FLOORNEW YORK, NY 10017
Business
280 PARK AVENUE, 3RD FLOORNEW YORK, NY 10017
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-04-16 · 0001773723-20-000001
D2019-04-16 · 0001773723-19-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-02-04T16:44:30Z
Rdap Domain Last Changed
2025-02-05T13:42:58Z
Rdap Nameservers
Ns1.ecidns.netNs2.ecidns.netNs3.ecidns.netNs4.ecidns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (7)

7
DORFMAN, JONATHAN, LOUIS
Executive Officer · 2.5%
4025919
Greatorex, Timothy
Executive Officer · 2.5%
7300450
OBRIEN, JAMES, MICHAEL
Executive Officer · 2.5%
1257015
PLATA, SONIA
Executive Officer · 2.5%
6170165
STATHONIKOS, SPYRO
Executive Officer · 2.5%
5635101
TRAUM, JEFFREY, LLOYD
Executive Officer · 2.5%
1533364
WILLIAMS, MICHAEL, ROBERT
Executive Officer · 2.5%
5699831