SourcingSourcing

GARRISON POINT FUNDS, LLC

C12
CRD 166431·SEC 801-77499·WALNUT CREEK, CA
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GARRISON POINT FUNDS, LLC
CRD
166431
SEC file #
801-77499
EIN
464731722
DBA names
Garrison Point FundsGarrison Point Funds, Llc

Economics

AUM
—
AUM band
—
AUM trajectory
'20'21
$41.0M → $8.1M▼ -80%
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
'20'21
4 advisors → 4 advisors▬ 0%
Primary office
WALNUT CREEK CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GARRISON POINT HOLDINGS, LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
GARRISON POINT HOLDINGS, LP
LI, ANDY
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001606958
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2014-05-12
Edgar Last Filing Date
2016-05-09
Edgar Form D Count
4
Edgar Form D Offerings
2016-05-092016-05-09 · 0001606958-16-000003
2015-05-112015-05-11 · 0001606958-15-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
100 PINE STREETSUITE 2700SAN FRANCISCO, CA 94111
Business
100 PINE STREETSUITE 2700SAN FRANCISCO, CA 94111
Edgar EIN
464731722
Edgar Recent Filings
D/A2016-05-09 · 0001606958-16-000003
D/A2015-05-11 · 0001606958-15-000002

People (3)

3
ANDY LI
Executive Officer · 2.5%
5304571
JULIE THERESE MEISSNER
Executive Officer · 2.5%
3020668
SMITH, GARRETT, JAMES
Executive Officer · 2.5%
5213553