SourcingSourcing

UNIO CAPITAL LLC

C36
CRD 166483·SEC 801-108533·PRINCETON, NJ
AUM
$691.5M
$500M-$1B
Est. Revenue
$6.9M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UNIO CAPITAL LLC
CRD
166483
SEC file #
801-108533
EIN
300741594
DBA names
—

Economics

AUM
$691.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$160.0M → $691.5M▲ +332%
Client mix
Individuals High Net Worth68
Individuals Other20
Other17
Charitable Organizations4
Pension Profit Sharing Plans3

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
PRINCETON NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/unio-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UNIO HOLDINGS L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
UNIO HOLDINGS L.P.
ALLISON, JOHN, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:unio.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001730565
Edgar Registered
Yes
Edgar Filing Count
37
Edgar First Filing Date
2018-02-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
35
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001398344-26-009227

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
Interactive Brokers6
E*trade4
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
213 CARNEGIE CENTER, #3543PRINCETON, NJ 08540
Business
103 CARNEGIE CENTER, SUITE 102PRINCETON, NJ 08540
Edgar EIN
300741594
Edgar Recent Filings
13F-HR2026-05-15 · 0001398344-26-009227
13F-HR2026-02-17 · 0001398344-26-003204
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
ALLISON, JOHN, ANTHONY
Executive Officer · 2.5%
1783867
Allison, Raleigh, George Alexander
Executive Officer · 2.5%
7713558