LAKE HILL CAPITAL MANAGEMENT, LLC

C30
CRD 166526·SEC 801-77648·NEW YORK, NY
AUM
$1.58B
$1B+
Est. Revenue
$15.8M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAKE HILL CAPITAL MANAGEMENT, LLC
CRD
166526
SEC file #
801-77648
EIN
000000000
DBA names

Economics

AUM
$1.58B
AUM band
$1B+
AUM trajectory
'20'26
$100.3M → $1.58B▲ +1479%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
8
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/28/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STERNBERG, ZEMACH, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
STERNBERG, ZEMACH, MICHAEL
DEFEO, ALEXANDER, C
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001727954
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2018-01-12
Edgar Last Filing Date
2020-01-10
Edgar Form D Count
3
Edgar Form D Offerings
2020-01-102020-01-10 · 0001727954-20-000001
2019-01-112019-01-11 · 0001694177-19-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers6
E*trade4
Edgar Addresses
Mailing
DMS CORPORATE SERVICES LTD.DMS HOUSE, 20 GENESIS CLOSEGRAND CAYMAN, E9, KY1-1108
Business
DMS CORPORATE SERVICES LTD.DMS HOUSE, 20 GENESIS CLOSEGRAND CAYMAN, E9, KY1-1108
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-01-10 · 0001727954-20-000001
D/A2019-01-11 · 0001694177-19-000005
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2122901
Trust Company Affiliate
Yes