SourcingSourcing

SPARTAN PLANNING & WEALTH MANAGEMENT, LLC

C40
CRD 166599·SEC 801-118622·GREENSBORO, NC
AUM
$383.7M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPARTAN PLANNING & WEALTH MANAGEMENT, LLC
CRD
166599
SEC file #
801-118622
EIN
—
DBA names
Spartan Planning Group

Economics

AUM
$383.7M
AUM band
$100M-$500M
AUM trajectory
'21'26
$132.2M → $383.7M▲ +190%
Client mix
Individuals Other108
Individuals High Net Worth88
Pension Profit Sharing Plans14
Corporations3

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
4 advisors → 4 advisors▬ 0%
Primary office
GREENSBORO NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
spartanplanninggroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHILDS, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
CHILDS, DAVID
ROSS, IRA, N
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPARTANPLANNINGGROUP.COM
Rdap Domain Creation Date
2012-06-27T20:57:20Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
Launchpad.com Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-27T20:57:20Z
Rdap Domain Last Changed
2026-01-20T13:13:36Z
Rdap Nameservers
Austin.ns.cloudflare.comRose.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
5145179
Trust Company Affiliate
No

People (6)

6
CHILDS, DAVID
IAR · Direct Owner · 87.5%
5145179
ROSS, IRA, N
IAR · Direct Owner · 17.5%
722300
LANGLEY, BRANDON, SCOTT
Executive Officer · 2.5%
5965300
Lillard, David, Lee
Executive Officer · 2.5%
7706679
ROBINSON, JONATHAN, DAVID
Executive Officer · 2.5%
4675026
Richard Dexter
IAR
7820173