SourcingSourcing

UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC

B54
CRD 166742·SEC 801-130392·PITTSBURGH, PA
AUM
$258.7M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$776K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLC
CRD
166742
SEC file #
801-130392
EIN
462150272
DBA names
Steel Tower Investments

Economics

AUM
$258.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$300.7M → $258.7M▼ -14%
Client mix
Individuals Other26
Individuals High Net Worth18
Insurance Companies17
Corporations6
Charitable Organizations1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
PITTSBURGH PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
upswia.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UP STRATEGIC WEALTH ADVISERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
UP STRATEGIC WEALTH ADVISERS, LLC
HBKS INVESTMENTS LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
UPSWIA.COM
Rdap Domain Creation Date
2013-06-14T14:21:30Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002011649
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-13
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0002011649-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
444 LIBERTY AVESUITE 1400PITTSBURGH, PA 15222
Business
444 LIBERTY AVESUITE 1400PITTSBURGH, PA 15222
Edgar EIN
462150272
Edgar Recent Filings
13F-HR2026-05-12 · 0002011649-26-000002
13F-HR2026-02-10 · 0002011649-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-14T14:21:30Z
Rdap Domain Last Changed
2024-06-13T13:10:36Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
URISH, KENNETH, LYNN
IAR · Executive Officer · 2.5%
5352005
URISH, ELIZABETH, ANN
IAR · Executive Officer · 2.5%
5542282
SAUNDRA Jane GIBSON GENONI
IAR
2390180
BRADFORD WILLIAM HESS
IAR
5936696