SourcingSourcing

SAGEOAK FINANCIAL, LLC

C39
CRD 166927·SEC 801-122855·TULSA, OK
AUM
$174.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$524K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAGEOAK FINANCIAL, LLC
CRD
166927
SEC file #
801-122855
EIN
461891144
DBA names
—

Economics

AUM
$174.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$114.1M → $174.8M▲ +53%
Client mix
Individuals Other212
Individuals High Net Worth51

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingPublication of periodicals
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/sageoak(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAY, TYLER, ALLEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GRAY, TYLER, ALLEN
Ellis, Steven, Wayne
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055829
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-11
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0002055829-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
6120 S YALE AVE SUITE 100TULSA, OK 74136
Business
6120 S YALE AVE SUITE 100TULSA, OK 74136
Edgar EIN
461891144
Edgar Recent Filings
13F-HR2026-05-11 · 0002055829-26-000003
13F-HR2026-02-13 · 0001754960-26-000173
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6163683
Trust Company Affiliate
No

People (4)

4
GRAY, TYLER, ALLEN
IAR · Direct Owner · 62.5%
6163683
Ellis, Steven, Wayne
IAR · Direct Owner · 37.5%
1574466
Fielding Lyle Elseman
IAR
8161624
Timothy Scott Powell
IAR
7974884