SourcingSourcing

PROFUSION FINANCIAL, INC.

C39
CRD 167003·SEC 801-131756·ST. LOUIS, MO
AUM
$175.7M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$527K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROFUSION FINANCIAL, INC.
CRD
167003
SEC file #
801-131756
EIN
814481172
DBA names
Profusion Private Wealth

Economics

AUM
$175.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$124.9M → $175.7M▲ +41%
Client mix
Individuals High Net Worth49
Individuals Other28
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
ppwadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FROST, DERRICK, EVAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FROST, DERRICK, EVAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PPWADVISORS.COM
Rdap Domain Creation Date
2025-10-01T22:13:59Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001673048
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2017-01-18
Edgar Last Filing Date
2017-05-05
Edgar Form D Count
2
Edgar Form D Offerings
2017-05-052017-05-05 · 0001673048-17-000005
2017-01-182017-01-18 · 0001673048-17-000002
Edgar Former Names
PROFUSION FINANCIAL, INC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
7733 FORSYTH BLVD, SUITE 1100ST. LOUIS, MO 63105
Business
7733 FORSYTH BLVD, SUITE 1100ST. LOUIS, MO 63105
Edgar EIN
814481172
Edgar Recent Filings
D/A2017-05-05 · 0001673048-17-000005
D2017-01-18 · 0001673048-17-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-01T22:13:59Z
Rdap Domain Last Changed
2026-02-23T17:01:22Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5634634
Trust Company Affiliate
No

People (3)

3
FROST, DERRICK, EVAN
IAR · Direct Owner · 87.5%
5634634
SADIE ELIZABETH PEARL SWISHER
IAR
6334185
GREGORY P DROZDA
IAR
6315050