LAVACA CAPITAL, LLC

C27
CRD 167238·SEC 801-113042·HOUSTON, TX
AUM
$927.1M
$500M-$1B
Est. Revenue
$9.3M
@ 1% on AUM
Est. EBITDA
$2.8M
@ 30% margin
Est. Deal Value
$22.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAVACA CAPITAL, LLC
CRD
167238
SEC file #
801-113042
EIN
461929562
DBA names

Economics

AUM
$927.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$107.9M → $927.1M▲ +760%
Client mix
Individuals High Net Worth20
Other Investment Advisers8
Pooled Investment Vehicles4
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
HOUSTON TX
Branches

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PHILLIPS, SCOTT, LATORRE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PHILLIPS, SCOTT, LATORRE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:lavaca.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001641447
Edgar Registered
Yes
Edgar Filing Count
35
Edgar First Filing Date
2019-01-22
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
33
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001420506-26-000974

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Goldman Sachs8
Charles Schwab6
Jpmorgan6
Fidelity4
E*trade4
Edgar Addresses
Mailing
2700 POST OAK BLVD.SUITE 1250HOUSTON, TX 77056
Business
2700 POST OAK BLVD.SUITE 1250HOUSTON, TX 77056
Edgar EIN
461929562
Edgar Recent Filings
13F-HR2026-05-13 · 0001420506-26-000974
13F-HR2026-02-13 · 0001420506-26-000409
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5339264
Trust Company Affiliate
No