SourcingSourcing

SPRING LAKE EQUITY MANAGEMENT LLC

C36
CRD 167251·SEC 801-78061·BURLINGTON, MA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPRING LAKE EQUITY MANAGEMENT LLC
CRD
167251
SEC file #
801-78061
EIN
812882075
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
7 advisors → 2 advisors▼ -71%
Primary office
BURLINGTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/9342587(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FORLENZA, ROBERT, PHILIP
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FORLENZA, ROBERT, PHILIP
SCARPA, CARMEN, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001689814
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2016-11-14
Edgar Last Filing Date
2018-11-06
Edgar Form D Count
2
Edgar Form D Offerings
2018-11-062018-11-06 · 0001567619-18-005179
2016-11-142016-11-14 · 0001140361-16-086467
Edgar Former Names
SPRING LAKE EQUITY PARTNERS EXTENSION FUND LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
C/O SPRING LAKE EQUITY MANAGEMENT LLC125 HIGH STREET, SUITE 2211BOSTON, MA 02110
Business
C/O SPRING LAKE EQUITY MANAGEMENT LLC125 HIGH STREET, SUITE 2211BOSTON, MA 02110
Edgar EIN
812882075
Edgar Recent Filings
D2018-11-06 · 0001567619-18-005179
D2016-11-14 · 0001140361-16-086467
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6027309
Trust Company Affiliate
No

People (3)

3
FORLENZA, ROBERT, PHILIP
Direct Owner · 37.5%
6027309
SCARPA, CARMEN, JOSEPH
Direct Owner · 37.5%
1551693
WESTRIVER MANAGEMENT, LLC
Direct Owner · 17.5%
161921