SourcingSourcing

PLUS CAPITAL MANAGEMENT, L.L.C.

C38
CRD 167459·SEC 801-128254·VENICE, CA
AUM
$294.2M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$882K
@ 30% margin
Est. Deal Value
$7.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLUS CAPITAL MANAGEMENT, L.L.C.
CRD
167459
SEC file #
801-128254
EIN
—
DBA names
Plus Capital

Economics

AUM
$294.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$221.2M → $294.2M▲ +33%
Client mix
Pooled Investment Vehicles15

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
VENICE CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMCommissionsPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
pluscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PLUS VENTURES, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
PLUS VENTURES, LLC
Dawson, Michelle, Elizabeth
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PLUSCAPITAL.COM
Rdap Domain Creation Date
2002-05-05T18:16:38Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2028-05-05T18:16:38Z
Rdap Domain Last Changed
2026-05-06T12:04:19Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
Dawson, Michelle, Elizabeth
Executive Officer · 2.5%
7835645
Amanda Jean Groves
Executive Officer · 2.5%
6208032
ADAM DOUGLAS LILLING
Executive Officer · 2.5%
6190161
PFEIFFER, TRAVIS, NMN
Executive Officer · 2.5%
7830012