SourcingSourcing

424 CAPITAL, LLC

C22
CRD 167462·SEC 801-126295·WAKEFIELD, MA
AUM
$584.5M
$500M-$1B
Est. Revenue
$5.8M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
424 CAPITAL, LLC
CRD
167462
SEC file #
801-126295
EIN
—
DBA names
—

Economics

AUM
$584.5M
AUM band
$500M-$1B
AUM trajectory
'23'26
$292.2M → $584.5M▲ +100%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
20
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'23'26
14 advisors → 16 advisors▲ +14%
Primary office
WAKEFIELD MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
linkedin.com/company/424-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BEINECKE, WALTER
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BEINECKE, WALTER
Mulcahey, Brennan
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4219
Soi Zip Pct 200k Plus
0.1707
Soi Zip Returns 200k Plus
2,460
Soi Zip Total AGI
1,770,326
Census Median Hh Income
125,707
Census High Income Households
2,794
Census Median Age
43.3
Census Pop 65 66 Total
737
Census Total Households
10,874
Census NAICS 523930 Count
9
Fdic Zip Total Deposits
19,755,630,000
Fdic Zip Branch Count
282
Fdic Zip Top Banks
The Savings Bank
Eastern Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Census Bachelors Plus Count
6,322
Census Median Home Value
646,400
Census NAICS 523930 Employees
0
Census Unemployed Count
620
Census Zip
01880
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Shawmut Bank, National AssociationWakefield, MA
BayBankWakefield, MA
Fdic Zip HHI
2801.31
Fdic Zip Top Bank Share Pct
48.66
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,484
Returns2,830
Stub 2
AGI71,213
Returns1,870
Stub 3
AGI123,722
Returns1,990
Soi Zip Total Business Income
60,771
Soi Zip Total Cap Gains
62,591
Soi Zip Total Dividends
29,370
Soi Zip Total Returns
14,410
Top Owner CRD
5002079
Trust Company Affiliate
No

People (5)

5
BEINECKE, WALTER
Direct Owner · 37.5%
5002079
Mulcahey, Brennan
Direct Owner · 37.5%
6830833
STANBRO, KYLE, DANIEL
Direct Owner · 37.5%
5549564
MORRIS, FREDERIC, HALSEY
Executive Officer · 2.5%
2946117
Mosto, Jennifer, Marie
Executive Officer · 2.5%
6810761