SourcingSourcing

WD RUTHERFORD LLC

C39
CRD 167545·SEC 801-117368·PORTLAND, OR
AUM
$250.0M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$750K
@ 30% margin
Est. Deal Value
$6.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WD RUTHERFORD LLC
CRD
167545
SEC file #
801-117368
EIN
931276795
DBA names
Rutherford Investment Management

Economics

AUM
$250.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$101.4M → $250.0M▲ +146%
Client mix
Individuals High Net Worth47
Individuals Other15
Pension Profit Sharing Plans2
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
rutherfordinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RUTHERFORD, WILLIAM, DRAKE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
RUTHERFORD, WILLIAM, DRAKE
COOK, JAMES, M.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RUTHERFORDINVESTMENT.COM
Rdap Domain Creation Date
1999-06-15T17:41:40Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
3
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001841015
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-08
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001841015-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
10300 SW GREENBURG ROADSUITE 115PORTLAND, OR 97223
Business
10300 SW GREENBURG ROADSUITE 115PORTLAND, OR 97223
Edgar EIN
931276795
Edgar Recent Filings
13F-HR2026-04-24 · 0001841015-26-000002
13F-HR2026-02-06 · 0001841015-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-15T17:42:19Z
Rdap Domain Last Changed
2026-04-16T06:30:19Z
Rdap Nameservers
Ns1.worldnic.comNs2.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1741877
Trust Company Affiliate
No

People (4)

4
RUTHERFORD, WILLIAM, DRAKE
IAR · Direct Owner · 87.5%
1741877
LAMB, JOAN, W ROBERTSON
IAR · Executive Officer · 2.5%
1225050
COOK, JAMES, M.
IAR · Executive Officer · 2.5%
4602281
Adam Michael Brzeczek
IAR
6506936