SourcingSourcing

QBOX FIDUCIARY SOLUTIONS, LLC

C38
CRD 167622·SEC 801-107788·FORT WAYNE, IN
AUM
$429.2M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
QBOX FIDUCIARY SOLUTIONS, LLC
CRD
167622
SEC file #
801-107788
EIN
—
DBA names
—

Economics

AUM
$429.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$178.2M → $429.2M▲ +141%
Client mix
Pension Profit Sharing Plans187
Individuals Other106
Individuals High Net Worth21

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
FORT WAYNE IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPension consultingSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
linkedin.com/in/gmoerchen(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KAUFMAN, MARK, CHRISTIAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KAUFMAN, MARK, CHRISTIAN
MOERCHEN, GREGORY, ALLEN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
84,323
Form 5500 Compensation Trajectory 3y
202548,969
202635,354
Form 5500 Plan Count Trajectory 3y
20253
20261
Schedule C Total Compensation
84,323
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1588
Soi Zip Pct 200k Plus
0.0293
Soi Zip Returns 200k Plus
430
Soi Zip Total AGI
1,007,848
Fdic Zip Total Deposits
20,320,612,000
Fdic Zip Branch Count
348
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Lake City Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Norwest Bank Indiana, National AssociationFort Wayne, IN
NBD Bank, National AssociationFort Wayne, IN
Fdic Zip HHI
939.41
Fdic Zip Top Bank Share Pct
17.97
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI49,342
Returns4,000
Stub 2
AGI150,798
Returns4,070
Stub 3
AGI162,507
Returns2,660
Soi Zip Total Business Income
27,536
Soi Zip Total Cap Gains
24,893
Soi Zip Total Dividends
16,822
Soi Zip Total Returns
14,670
Top Owner CRD
4218764
Trust Company Affiliate
No

People (2)

2
MOERCHEN, GREGORY, ALLEN
IAR · Direct Owner · 62.5%
2449896
KAUFMAN, MARK, CHRISTIAN
Direct Owner · 62.5%
4218764