GOLDEN STATE WEALTH MANAGEMENT, LLC

CRD

167995

SEC file #

801-107445

EIN

463329328

DBA names

—

Economics

AUM

$2.22B

AUM band

$1B+

AUM trajectory

'20 · $710.9M

'21 · $989.8M

'22 · $1.55B

'23 · $1.55B

'25 · $1.84B

'26 · $2.22B

'20'26

$710.9M → $2.22B▲ +212%

sec adv history

Client mix

Individuals Other	2,464
Individuals High Net Worth	1,655
Pension Profit Sharing Plans	33
Corporations	29
Charitable Organizations	10

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 35 advisors

'21 · 34 advisors

'22 · 53 advisors

'23 · 53 advisors

'25 · 47 advisors

'26 · 45 advisors

'20'26

35 advisors → 45 advisors▲ +29%

sec adv history

Primary office

POWELL WY

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financiallow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMOther Compensation

Filings

Latest ADV filing

03/25/2026

ADV-W filed at

—

Website

buroakwm.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CATONE, DANIEL, ROBERT

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

CATONE, DANIEL, ROBERT

CATONE, PATRICK, MICHAEL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BUROAKWM.COM

Rdap Domain Creation Date

2019-09-09T14:46:44Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

124,985

Form 5500 Compensation Trajectory 3y

2025

124,985

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

124,985

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001776033

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-05-14

Edgar Last Filing Date

2026-04-28

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-28

Accession0001776033-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2127

Soi Zip Pct 200k Plus

0.048

Soi Zip Returns 200k Plus

280

Soi Zip Total AGI

426,017

Fdic Zip Total Deposits

7,761,364,000

Fdic Zip Branch Count

151

Fdic Zip Top Banks

Glacier Bank

First National Bank and Trust Company

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Lpl Financial	10
Charles Schwab	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

201 E. SANDPOINTE AVE#460SANTA ANA, CA 92707

Business

201 E. SANDPOINTE AVE#460SANTA ANA, CA 92707

Edgar EIN

463329328

Edgar Recent Filings

13F-HR2026-04-28 · 0001776033-26-000003

13F-HR2026-02-13 · 0001776033-26-000001

Fdic Zip Branches Raw

Key Bank of WyomingPowell, WY

The First National Bank of PowellPowell, WY

Fdic Zip HHI

2007.32

Fdic Zip Top Bank Share Pct

34.75

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2028-09-09T14:46:44Z

Rdap Domain Last Changed

2024-05-17T03:59:06Z

Rdap Nameservers

Ns-cloud-d1.googledomains.comNs-cloud-d2.googledomains.comNs-cloud-d3.googledomains.comNs-cloud-d4.googledomains.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	20,033
Returns	1,610

Stub 2

AGI	50,720
Returns	1,390

Stub 3

AGI	58,732
Returns	950

Soi Zip Total Business Income

12,009

Soi Zip Total Cap Gains

35,800

Soi Zip Total Dividends

10,222

Soi Zip Total Returns

5,830

Top Owner CRD

4469467

Trust Company Affiliate