FI3 FINANCIAL ADVISORS, LLC

C25
CRD 168005·SEC 801-113218·INDIANAPOLIS, IN
AUM
$1.14B
$1B+
Est. Revenue
$11.4M
@ 1% on AUM
Est. EBITDA
$3.4M
@ 30% margin
Est. Deal Value
$27.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FI3 FINANCIAL ADVISORS, LLC
CRD
168005
SEC file #
801-113218
EIN
454786201
DBA names

Economics

AUM
$1.14B
AUM band
$1B+
AUM trajectory
'20'26
$229.1M → $1.14B▲ +397%
Client mix
Individuals High Net Worth183
Individuals Other63
Charitable Organizations7
Corporations3
Pension Profit Sharing Plans2

Operations

Employees (total)
21
Advisory staff (per ADV)
21
Advisory staff (5-yr trend)
'20'26
5 advisors → 21 advisors▲ +320%
Primary office
INDIANAPOLIS IN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOFFMAN, IVAN, DOUGLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HOFFMAN, IVAN, DOUGLAS
MUSE, SAMUEL, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FI3ADVISORS.COM
Rdap Domain Creation Date
2012-03-15T02:36:22Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001862427
Edgar Registered
Yes
Edgar Filing Count
25
Edgar First Filing Date
2021-05-17
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001765380-26-000182

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
10401 N. MERIDIAN STREETSUITE 205INDIANAPOLIS, IN 46290
Business
10401 N. MERIDIAN STREETSUITE 205INDIANAPOLIS, IN 46290
Edgar EIN
454786201
Edgar Recent Filings
13F-HR2026-05-07 · 0001765380-26-000182
13F-HR2026-02-06 · 0001765380-26-000070
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-15T02:36:22Z
Rdap Domain Last Changed
2025-03-15T14:47:14Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4596655
Trust Company Affiliate
No