SourcingSourcing

REDWOOD INVESTMENT GROUP, INC

C32
CRD 168017·SEC 801-120258·FORT BRAGG, CA
AUM
$230.3M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$691K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
REDWOOD INVESTMENT GROUP, INC
CRD
168017
SEC file #
801-120258
EIN
—
DBA names
—

Economics

AUM
$230.3M
AUM band
$100M-$500M
AUM trajectory
'22'26
$134.5M → $230.3M▲ +71%
Client mix
Individuals Other386
Individuals High Net Worth367
Corporations5
Pension Profit Sharing Plans3
Charitable Organizations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
FORT BRAGG CA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
myredwoodinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CATONE, DANIEL, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CATONE, DANIEL, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYREDWOODINVESTMENTS.COM
Rdap Domain Creation Date
2007-05-11T22:10:06Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Lpl Financial7
Charles Schwab4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-11T22:10:06Z
Rdap Domain Last Changed
2026-04-26T08:14:05Z
Rdap Nameservers
Edns1.ultradns.bizEdns1.ultradns.comEdns1.ultradns.netEdns1.ultradns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4469467
Trust Company Affiliate
No

People (4)

4
CATONE, DANIEL, ROBERT
IAR · Direct Owner · 87.5%
4469467
FAIRALL, KYLE
IAR
6313351
JEFFS-CATONE, PATRICK, MICHAEL
IAR
5738008
Zachary Adam Miller
IAR
7893397