SourcingSourcing

RIVERTREE ADVISORS, LLC

B53
CRD 168065·SEC 801-78200·WINTER PARK, FL
AUM
$184.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$553K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIVERTREE ADVISORS, LLC
CRD
168065
SEC file #
801-78200
EIN
462310212
DBA names
—

Economics

AUM
$184.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$139.1M → $184.4M▲ +33%
Client mix
Individuals Other80
Individuals High Net Worth23

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
WINTER PARK FL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
rivertree.co

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICH, THEODORE, SPENCER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
RICH, THEODORE, SPENCER
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001872501
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-08-10
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001872501-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
941 WEST MORSE BOULEVARDSUITE 100WINTER PARK, FL 32789
Business
941 WEST MORSE BOULEVARDSUITE 100WINTER PARK, FL 32789
Edgar EIN
462310212
Edgar Recent Filings
13F-HR2026-04-20 · 0001872501-26-000002
13F-HR2026-01-15 · 0001872501-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2592493
Trust Company Affiliate
No

People (2)

2
RICH, THEODORE, SPENCER
IAR · Direct Owner · 87.5%
2592493
Lisa Ann Grady-Strange
IAR
6727598