SourcingSourcing

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

B50
CRD 168256·SEC 801-78748·PORTLAND, OR
AUM
$336.9M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
CRD
168256
SEC file #
801-78748
EIN
—
DBA names
—

Economics

AUM
$336.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$933.6M → $336.9M▼ -64%
Client mix
Individuals High Net Worth609
Individuals Other447
Corporations3

Operations

Employees (total)
24
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
12 advisors → 8 advisors▼ -33%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/company/yellowwoodws(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SANCTUARY WEALTH GROUP LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
SANCTUARY WEALTH GROUP LLC
Miller, Kevin, Joseph
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:truindependence.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
5,341
Form 5500 Compensation Trajectory 3y
20255,341
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
5,341
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Raymond James6
Charles Schwab4
E*trade4
Fidelity1
Wells Fargo1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (11)

11
SIZEMORE, STACY, LEIGH
IAR · Executive Officer · 2.5%
4052029
Miller, Kevin, Joseph
Executive Officer · 2.5%
4133001
David Vaughan
Executive Officer · 2.5%
2603399
WALTER, ROBERT, ALAN
Executive Officer · 2.5%
2507287
JENNIFER FLICKINGER
IAR
4134402
MAXWELL HARRISON CAMP
IAR
6260187
LAURA MARIE OLNEY
IAR
7141221
Victoria Hope Waldman
IAR
6856001
Leslie Walker Watson
IAR
4476383
Jason Rericha
IAR
5399678
MARIA ALICIA LUONI
IAR
2631827