FISCAL WISDOM WEALTH MANAGEMENT LLC

CRD

168299

SEC file #

801-119231

EIN

301114835

DBA names

—

Economics

AUM

$386.0M

AUM band

$100M-$500M

AUM trajectory

'21 · $138.2M

'22 · $166.7M

'23 · $201.4M

'25 · $259.8M

'26 · $386.0M

'21'26

$138.2M → $386.0M▲ +179%

sec adv history

Client mix

Individuals Other	2,624
Pension Profit Sharing Plans	137
Individuals High Net Worth	52
Corporations	15

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'21 · 11 advisors

'22 · 13 advisors

'23 · 14 advisors

'25 · 13 advisors

'26 · 10 advisors

'21'26

11 advisors → 10 advisors▼ -9%

sec adv history

Primary office

CANTON CT

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsEducational Seminars WorkshopsOther Advisory Services

Fee basis

% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing

04/28/2026

ADV-W filed at

—

Website

fiscalwisdom.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FISCAL WISDOM HOLDINGS INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

FISCAL WISDOM HOLDINGS INC.

CHADWICK, MICHAEL, EDWARD

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

FISCALWISDOM.COM

Rdap Domain Creation Date

2005-01-12T21:26:19Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

IONOS SE

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002053757

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-11-07

Edgar Last Filing Date

2026-05-06

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-06

Accession0002053757-26-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4204

Soi Zip Pct 200k Plus

0.1749

Soi Zip Returns 200k Plus

890

Soi Zip Total AGI

701,596

Fdic Zip Total Deposits

6,860,036,000

Fdic Zip Branch Count

136

Fdic Zip Top Banks

Collinsville Savings Society

Webster Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

61 MAPLE AVECANTON, CT 06019

Business

61 MAPLE AVECANTON, CT 06019

Edgar EIN

301114835

Edgar Recent Filings

13F-HR2026-05-06 · 0002053757-26-000004

13F-HR2026-01-27 · 0002053757-26-000002

Fdic Zip Branches Raw

Fleet Bank, National AssociationCanton, CT

Eagle Federal Savings BankCanton, CT

Fdic Zip HHI

1834.25

Fdic Zip Top Bank Share Pct

29.21

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-01-12T21:26:19Z

Rdap Domain Last Changed

2026-01-13T08:44:47Z

Rdap Nameservers

Ns3.hivelocity.netNs4.hivelocity.net

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	11,530
Returns	1,040

Stub 2

AGI	27,379
Returns	730

Stub 3

AGI	39,715
Returns	640

Soi Zip Total Business Income

31,402

Soi Zip Total Cap Gains

39,554

Soi Zip Total Dividends

20,693

Soi Zip Total Returns

5,090

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