SourcingSourcing

ROW ASSET MANAGEMENT, LLC

C25
CRD 168336·SEC 801-78326·NEWPORT BEACH, CA
AUM
$2.55B
$1B+
Est. Revenue
$25.5M
@ 1% on AUM
Est. EBITDA
$7.6M
@ 30% margin
Est. Deal Value
$61.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROW ASSET MANAGEMENT, LLC
CRD
168336
SEC file #
801-78326
EIN
813149064
DBA names
—

Economics

AUM
$2.55B
AUM band
$1B+
AUM trajectory
'20'26
$1.15B → $2.55B▲ +122%
Client mix
Pooled Investment Vehicles12
Corporations2

Operations

Employees (total)
20
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
5 advisors → 10 advisors▲ +100%
Primary office
NEWPORT BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rowam.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROW HOLDINGS, LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
ROW HOLDINGS, LP
Kumar, Saurabh
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROWAM.COM
Rdap Domain Creation Date
2005-05-25T00:35:26Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001679951
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2016-07-20
Edgar Last Filing Date
2025-07-11
Edgar Form D Count
10
Edgar Form D Offerings
2025-07-112025-07-11 · 0001679951-25-000001
2024-07-122024-07-12 · 0001679951-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs12
Northern Trust6
E*trade4
Morgan Stanley2
Edgar Addresses
Mailing
450 NEWPORT CENTER DRIVESUITE 420NEWPORT BEACH, CA 92660
Business
450 NEWPORT CENTER DRIVESUITE 420NEWPORT BEACH, CA 92660
Edgar EIN
813149064
Edgar Recent Filings
D/A2025-07-11 · 0001679951-25-000001
D/A2024-07-12 · 0001679951-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-05-25T00:35:26Z
Rdap Domain Last Changed
2022-11-28T22:15:34Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
Yes

People (5)

5
Kumar, Saurabh
Executive Officer · 2.5%
7715841
NAPOLI, MONICA, ANN
Executive Officer · 2.5%
4852662
OGRADY, RYAN, MILONE
Executive Officer · 2.5%
2868104
PISANO, LAURIE, ANN
Executive Officer · 2.5%
6456938
WEISER, JEFFREY, JOSEPH
Executive Officer · 2.5%
3168347