SourcingSourcing

ASSET MANAGEMENT GROUP INVESTMENT CORP.

B56
CRD 168369·SEC 801-78374·GREENWOOD VILLAGE, CO
AUM
$151.2M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$454K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSET MANAGEMENT GROUP INVESTMENT CORP.
CRD
168369
SEC file #
801-78374
EIN
254514021
DBA names
—

Economics

AUM
$151.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$289.1M → $151.2M▼ -48%
Client mix
Pooled Investment Vehicles18

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMHourly chargesPerformance-based fees

Filings

Latest ADV filing
12/24/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ASSET MANAGEMENT GROUP HOLDING
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ASSET MANAGEMENT GROUP HOLDING
BERGMANN, MICHAEL, DEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001470660
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2009-08-31
Edgar Last Filing Date
2009-08-31
Edgar Form D Count
1
Edgar Form D Offerings
2009-08-312009-08-31 · 0001470660-09-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Raymond James16
Morgan Stanley6
E*trade4
U.s. Bank1
Edgar Addresses
Mailing
6501 EAST BELLEVIEW AVENUESUITE 400ENGLEWOOD, CO 80111
Business
6501 EAST BELLEVIEW AVENUESUITE 400ENGLEWOOD, CO 80111
Edgar EIN
254514021
Edgar Recent Filings
D2009-08-31 · 0001470660-09-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
BERGMANN, MICHAEL, DEAN
Executive Officer · 2.5%
1210790
WRIGHT, EARL, LOUIS
Executive Officer · 2.5%
1210792