SourcingSourcing

BANYAN TREE ASSET MANAGEMENT, LLC

C40
CRD 168384·SEC 801-78480·TORRANCE, CA
AUM
$1.03B
$1B+
Est. Revenue
$10.3M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$24.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BANYAN TREE ASSET MANAGEMENT, LLC
CRD
168384
SEC file #
801-78480
EIN
923095556
DBA names
—

Economics

AUM
$1.03B
AUM band
$1B+
AUM trajectory
'20'26
$1.05B → $1.03B▼ -2%
Client mix
Individuals High Net Worth46
Pooled Investment Vehicles1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
TORRANCE CA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
banyantree-llc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KENNETH NAEHU & CYNTHIA NAEHU
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
KENNETH NAEHU & CYNTHIA NAEHU
GOLDBERG, BRIAN, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BANYANTREE-LLC.COM
Rdap Domain Creation Date
2013-05-19T04:13:30Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001984082
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2023-07-10
Edgar Last Filing Date
2023-07-10
Edgar Form D Count
1
Edgar Form D Offerings
2023-07-102023-07-10 · 0001984082-23-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
21250 HAWTHORNE BOULEVARDSUITE 550TORRANCE, CA 90503
Business
21250 HAWTHORNE BOULEVARDSUITE 550TORRANCE, CA 90503
Edgar EIN
923095556
Edgar Recent Filings
D2023-07-10 · 0001984082-23-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-19T04:13:30Z
Rdap Domain Last Changed
2023-05-22T19:52:57Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
GOLDBERG, BRIAN, RICHARD
IAR · Direct Owner · 17.5%
4095279
NAEHU, KENNETH, NMN
IAR · Executive Officer · 2.5%
1948458
BOUCH, DIANA, VEGA
Executive Officer · 2.5%
4346261
Adam Gregory Werthmuller
IAR
7356606