SourcingSourcing

FI401K ADVISORS, LLC

C49
CRD 168408·SEC 801-107736·CENTENNIAL, CO
AUM
$915.0M
$500M-$1B
Est. Revenue
$9.1M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$22.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FI401K ADVISORS, LLC
CRD
168408
SEC file #
801-107736
EIN
—
DBA names
Fi401k Advisors

Economics

AUM
$915.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$573.0M → $915.0M▲ +60%
Client mix
Pension Profit Sharing Plans305

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
CENTENNIAL CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
fi401k.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIDUCIARY HOLDINGS LIMITED
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
FIDUCIARY HOLDINGS LIMITED
GUTRICH, MARK, MATTHEW
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FI401K.COM
Rdap Domain Creation Date
2011-11-02T16:45:45Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
1API GmbH

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
26,205
Form 5500 Compensation Trajectory 3y
202526,205
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
26,205
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-02T16:45:45Z
Rdap Domain Last Changed
2025-11-24T08:03:32Z
Rdap Nameservers
Ns20.firstlink.comNs21.firstlink.comNs22.firstlink.comNs23.firstlink.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
GUTRICH, MARK, MATTHEW
IAR · Direct Owner · 37.5%
2146126
Hannah Marie Gutrich
IAR
8186652