LECONTE WEALTH MANAGEMENT, LLC

CRD

168539

SEC file #

801-78438

EIN

920190572

DBA names

—

Economics

AUM

$346.8M

AUM band

$100M-$500M

AUM trajectory

'20 · $157.3M

'21 · $176.2M

'22 · $226.8M

'23 · $226.8M

'25 · $309.8M

'26 · $346.8M

'20'26

$157.3M → $346.8M▲ +120%

sec adv history

Client mix

Individuals Other	254
Individuals High Net Worth	78

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 4 advisors

'22 · 5 advisors

'23 · 5 advisors

'25 · 4 advisors

'26 · 6 advisors

'20'26

4 advisors → 6 advisors▲ +50%

sec adv history

Primary office

MARYVILLE TN

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsOther Advisory Services

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/13/2026

ADV-W filed at

—

Website

lecontewealth.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GRIMM, HOY, CARTER

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

GRIMM, HOY, CARTER

PAINTER, KEVIN, A.

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

LECONTEWEALTH.COM

Rdap Domain Creation Date

2007-03-07T19:01:05Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

29,060

Form 5500 Compensation Trajectory 3y

2025

29,060

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

29,060

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002060443

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-05-13

Edgar Last Filing Date

2026-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-12

Accession0001172661-26-001702

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2015

Soi Zip Pct 200k Plus

0.0365

Soi Zip Returns 200k Plus

440

Soi Zip Total AGI

851,437

Fdic Zip Total Deposits

7,333,286,000

Fdic Zip Branch Count

177

Fdic Zip Top Banks

CBBC Bank

Renasant Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

333 E. BROADWAY4TH FLOORMARYVILLE, TN 37804

Business

333 E. BROADWAY4TH FLOORMARYVILLE, TN 37804

Edgar EIN

920190572

Edgar Recent Filings

13F-HR2026-05-12 · 0001172661-26-001702

13F-HR2026-01-15 · 0001172661-26-000199

Fdic Zip Branches Raw

The Home Bank of TennesseeMaryville, TN

Fdic Zip HHI

971.42

Fdic Zip Top Bank Share Pct

17.76

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-03-07T19:01:05Z

Rdap Domain Last Changed

2025-03-08T13:45:55Z

Rdap Nameservers

Ns69.domaincontrol.comNs70.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	40,597
Returns	3,130

Stub 2

AGI	115,156
Returns	3,140

Stub 3

AGI	122,030
Returns	1,980

Soi Zip Total Business Income

33,081

Soi Zip Total Cap Gains

35,985

Soi Zip Total Dividends

11,297

Soi Zip Total Returns

12,060

Top Owner CRD

1565185

Trust Company Affiliate