SourcingSourcing

RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED

C22
CRD 168551·SEC 801-78436
AUM
$178.01B
$1B+
Est. Revenue
$1.78B
@ 1% on AUM
Est. EBITDA
$534.0M
@ 30% margin
Est. Deal Value
$4.27B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
CRD
168551
SEC file #
801-78436
EIN
000000000
DBA names
—

Economics

AUM
$178.01B
AUM band
$1B+
AUM trajectory
'20'26
$25.80B → $178.01B▲ +590%
Client mix
Pooled Investment Vehicles182
Pension Profit Sharing Plans23
State Or Municipal Govt18
Investment Companies17
Banking Institutions14

Operations

Employees (total)
471
Advisory staff (per ADV)
123
Advisory staff (5-yr trend)
'20'26
35 advisors → 123 advisors▲ +251%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
youtube.com/@rbc

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROYAL BANK OF CANADA HOLDINGS
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
14
Control Persons
ROYAL BANK OF CANADA HOLDINGS
BENTLEY, ANNA, MARIA JOSEPHINE C
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
39,423
Form 5500 Compensation Trajectory 3y
202539,423
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
39,423
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001674424
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2024-08-06
Edgar Last Filing Date
2025-10-30
Edgar Form D Count
1
Edgar Form D Offerings
2024-08-062024-08-06 · 0001674424-24-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley5
State Street4
E*trade4
Jpmorgan3
Goldman Sachs2
Edgar Addresses
Mailing
100 BISHOPSGATELONDON, X0, EC2N 4AA
Business
100 BISHOPSGATELONDON, X0, EC2N 4AA
Edgar EIN
000000000
Edgar Recent Filings
40-APP2025-10-30 · 0001829126-25-008593
40-APP2024-08-27 · 0001829126-24-005878
Fee Schedule
Bracket Vi44
Bracket V26
Bracket I21
Bracket Iii3
Bracket Xi2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (13)

13
BENTLEY, ANNA, MARIA JOSEPHINE C
Executive Officer · 2.5%
7722004
DOWDING, MARK, CHARLES DAVID
Executive Officer · 2.5%
7722007
GERTH, ERICH, PAUL
Executive Officer · 2.5%
1484380
KEDWELL, STUART, FRANKLIN
Executive Officer · 2.5%
8253744
MEYERS, DONNA, MARIE
Executive Officer · 2.5%
8213455
PETTIGREW, JAMES, NEILSON
Executive Officer · 2.5%
5763531
WILLIAMS, DAMON, GRANT
Executive Officer · 2.5%
5530176
BROMLEY, PAUL, FREDERICK
Executive Officer · 2.5%
6219692
CURRIN, SCOTT, RICHARD
Executive Officer · 2.5%
6569692
DIXON, PETER, JOHN
Executive Officer · 2.5%
6098642
GOODWIN, SIMON
Executive Officer · 2.5%
8038150
LJUNGKVIST, MALENA, SOFIE
Executive Officer · 2.5%
7722013
Pickering, Anthony, David
Executive Officer · 2.5%
7499281