SourcingSourcing

THE RETIREMENT GUYS FORMULA LLC

C46
CRD 168561·SEC 801-119086·MAUMEE, OH
AUM
$276.9M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$831K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE RETIREMENT GUYS FORMULA LLC
CRD
168561
SEC file #
801-119086
EIN
—
DBA names
The Retirement Guys Formula

Economics

AUM
$276.9M
AUM band
$100M-$500M
AUM trajectory
'21'26
$111.6M → $276.9M▲ +148%
Client mix
Individuals Other1,122
Individuals High Net Worth30
Corporations2
Charitable Organizations1

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'21'26
10 advisors → 7 advisors▼ -30%
Primary office
MAUMEE OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
americasretirementacademy.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, NOLAN, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BAKER, NOLAN, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AMERICASRETIREMENTACADEMY.COM
Rdap Domain Creation Date
2018-12-27T22:36:28Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-27T22:36:28Z
Rdap Domain Last Changed
2025-12-28T16:22:52Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2900826
Trust Company Affiliate
No

People (7)

7
BAKER, NOLAN, RICHARD
IAR · Direct Owner · 87.5%
2900826
MARK DOUGLAS CLAIR
IAR
1986609
CHAZ ROBERT PRICE
IAR
4890676
RYAN Charles CLAIR
IAR
6308478
TERREL ALAN EISERT
IAR
714010
ROBERT DAVID ROSS
IAR
725746
Connor Tumblin
IAR
7324681