SourcingSourcing

WEALTH ENGINEERS, LLC

B51
CRD 168578·SEC 801-135474·DENVER, CO
AUM
$117.6M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$353K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH ENGINEERS, LLC
CRD
168578
SEC file #
801-135474
EIN
—
DBA names
—

Economics

AUM
$117.6M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth35
Individuals Other19

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/02/2026
ADV-W filed at
—
Website
twitter.com/wealthengineers(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUONG, JONATHAN, KIEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DUONG, JONATHAN, KIEN
Duong, Alicia, Gene
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:engineers.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
6057589
Trust Company Affiliate
No

People (2)

2
DUONG, JONATHAN, KIEN
IAR · Direct Owner · 62.5%
6057589
Duong, Alicia, Gene
IAR · Direct Owner · 37.5%
7780026