SourcingSourcing

INSTITUTIONAL INVESTMENT CONSULTING

C46
CRD 168705·SEC 801-78450·BLOOMFIELD HILLS, MI
AUM
$125.0M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$375K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INSTITUTIONAL INVESTMENT CONSULTING
CRD
168705
SEC file #
801-78450
EIN
—
DBA names
Iic

Economics

AUM
$125.0M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Pension Profit Sharing Plans45

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
BLOOMFIELD HILLS MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingEducational Seminars Workshops
Fee basis
Fixed feesOther Compensation

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOZEMCHAK, MICHAEL, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
KOZEMCHAK, MICHAEL, WILLIAM
CIMMINO, GREGORY, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:institutionalconsulting.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
21
Form 5500 Total Compensation
897,001
Form 5500 Compensation Trajectory 3y
2025897,001
Form 5500 Plan Count Trajectory 3y
202521
Schedule C Total Compensation
897,001
Schedule C Service Provider Rows
21

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2717038
Trust Company Affiliate
No

People (5)

5
KOZEMCHAK, MICHAEL, WILLIAM
IAR · Direct Owner · 87.5%
2717038
CIOCCA, ANTONIO, AMERICO
IAR · Executive Officer · 2.5%
2448575
CIMMINO, GREGORY, THOMAS
IAR · Executive Officer · 2.5%
1286959
STEPHENS, PAUL, RICHARD
IAR · Executive Officer · 2.5%
2220491
ROWE, LEWIS, MARLIN
IAR · Executive Officer · 2.5%
1349573