SourcingSourcing

CRUISER CAPITAL ADVISORS, LLC

B63
CRD 168739·SEC 801-78442·STAMFORD, CT
AUM
$104.4M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$313K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CRUISER CAPITAL ADVISORS, LLC
CRD
168739
SEC file #
801-78442
EIN
272772965
DBA names
—

Economics

AUM
$104.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$188.8M → $104.4M▼ -45%
Client mix
Individuals High Net Worth3
Pooled Investment Vehicles3

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
cruisercap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROSENBLOOM, KEITH, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ROSENBLOOM, KEITH, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CRUISERCAP.COM
Rdap Domain Creation Date
2011-02-08T19:26:22Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001524655
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2011-06-30
Edgar Last Filing Date
2022-08-22
Edgar Form D Count
12
Edgar Form D Offerings
2022-08-222022-08-22 · 0001524655-22-000002
2021-08-202021-08-20 · 0001524655-21-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing10
Goldman Sachs4
E*trade4
Interactive Brokers2
Jpmorgan2
Edgar Addresses
Mailing
243 TRESSER BLVD., 17TH FLOORSTAMFORD, CT 06901
Business
243 TRESSER BLVD., 17TH FLOORSTAMFORD, CT 06901
Edgar EIN
272772965
Edgar Recent Filings
D/A2022-08-22 · 0001524655-22-000002
D/A2021-08-20 · 0001524655-21-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-08T19:26:22Z
Rdap Domain Last Changed
2025-02-09T10:45:36Z
Rdap Nameservers
Ns1.wix.comNs2.wix.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2335150
Trust Company Affiliate
No

People (1)

1
KEITH MICHAEL ROSENBLOOM
Direct Owner · 87.5%
2335150