VESTMENT FINANCIAL LLC

CRD

168771

SEC file #

801-116812

EIN

264042200

DBA names

Md Financial Advisors / Vestment Financial

Economics

AUM

$304.3M

AUM band

$100M-$500M

AUM trajectory

'20 · $55.6M

'21 · $73.2M

'22 · $121.0M

'23 · $152.4M

'25 · $243.2M

'26 · $304.3M

'20'26

$55.6M → $304.3M▲ +447%

sec adv history

Client mix

Individuals Other	280
Individuals High Net Worth	198

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 3 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 11 advisors

'26 · 11 advisors

'20'26

3 advisors → 11 advisors▲ +267%

sec adv history

Primary office

CHANHASSEN MN

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPension consulting

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

04/10/2026

youtube.com/@mdfinancial1759

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

VESSENES, KATHERINE, KAMMERZELL

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

VESSENES, KATHERINE, KAMMERZELL

LANTZ, JOSHUA, BRADFORD

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:youtube.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002056705

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-14

Edgar Last Filing Date

2026-05-01

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-01

Accession0002056705-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4652

Soi Zip Pct 200k Plus

0.2357

Soi Zip Returns 200k Plus

2,640

Soi Zip Total AGI

1,941,867

Fdic Zip Total Deposits

14,347,123,000

Fdic Zip Branch Count

265

Fdic Zip Top Banks

U.S. Bank National Association

KleinBank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

7935 STONE CREEK DRIVESUITE 120CHANHASSEN, MN 55317

Business

7935 STONE CREEK DRIVESUITE 120CHANHASSEN, MN 55317

Edgar EIN

264042200

Edgar Recent Filings

13F-HR2026-05-01 · 0002056705-26-000002

13F-HR2026-01-23 · 0002056705-26-000001

Fdic Zip Branches Raw

State Bank of ChanhassenChanhassen, MN

Americana Community BankChanhassen, MN

Fdic Zip HHI

1249.18

Fdic Zip Top Bank Share Pct

24.97

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	23,247
Returns	2,230

Stub 2

AGI	53,282
Returns	1,420

Stub 3

AGI	83,616
Returns	1,350

Soi Zip Total Business Income

50,049

Soi Zip Total Cap Gains

141,057

Soi Zip Total Dividends

48,315

Soi Zip Total Returns

11,200

Top Owner CRD

1320580

Trust Company Affiliate