SourcingSourcing

ASSETGRADE, LLC

C41
CRD 168779·SEC 801-119499·BOSTON, MA
AUM
$337.7M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSETGRADE, LLC
CRD
168779
SEC file #
801-119499
EIN
—
DBA names
—

Economics

AUM
$337.7M
AUM band
$100M-$500M
AUM trajectory
'21'26
$125.8M → $337.7M▲ +168%
Client mix
Individuals High Net Worth93
Individuals Other72
Pension Profit Sharing Plans3
Corporations2
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
3 advisors → 3 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
instagram.com/assetgrade(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
POWERS, SUSAN, LYNN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
POWERS, SUSAN, LYNN
PATRICK COTE CORP.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:assetgrade.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
3047408
Trust Company Affiliate
No

People (3)

3
POWERS, SUSAN, LYNN
IAR · Direct Owner · 37.5%
3047408
HENNESSY, KATHERINE, W
IAR · Direct Owner · 7.5%
4616759
PATRICK R COTE
IAR
5189191