SourcingSourcing

WEALTH TEAMS ALLIANCE INC.

A66
CRD 168907·SEC 801-122977·IRVINE, CA
AUM
$223.9M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$672K
@ 30% margin
Est. Deal Value
$5.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH TEAMS ALLIANCE INC.
CRD
168907
SEC file #
801-122977
EIN
—
DBA names
Wealth Teams Alliance

Economics

AUM
$223.9M
AUM band
$100M-$500M
AUM trajectory
'22'26
$165.3M → $223.9M▲ +35%
Client mix
Individuals Other760
Individuals High Net Worth52

Operations

Employees (total)
27
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'22'26
15 advisors → 12 advisors▼ -20%
Primary office
IRVINE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicalsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
wealth-teams.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, GUY, EUGENE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAKER, GUY, EUGENE
MILLION, GARY, EDWIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WEALTH-TEAMS.COM
Rdap Domain Creation Date
2010-11-22T18:13:20Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
DreamHost, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
139,771
Form 5500 Compensation Trajectory 3y
2025139,771
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
139,771
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
Charles Schwab6
E*trade4
Axos Advisor Services2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-22T18:13:20Z
Rdap Domain Last Changed
2025-10-22T07:44:10Z
Rdap Nameservers
Dax.ns.cloudflare.comTegan.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
10716
Trust Company Affiliate
No

People (13)

13
BAKER, GUY, EUGENE
IAR · Direct Owner · 87.5%
10716
MILLION, GARY, EDWIN
Executive Officer · 2.5%
5739241
SHANNON JASON BLACK
IAR
4734157
TIMOTHY EDWARD LATIMER
IAR
6485349
MICHAEL FRANCIS ALONGI
IAR
5780527
DANE ANDREW PETCHUL
IAR
5377118
LANCE RAYMOND HOWARD
IAR
5701234
JONATHON PAUL SOUCIER
IAR
5645998
JOSHUA ORONCE
IAR
6691914
Keith Conley
IAR
7086123
Andrea Zilli
IAR
5180329
JAE SEON LEE
IAR
6232749
MICHAEL DEAN TAYLOR
IAR
1018877