SourcingSourcing

PROVIDER FINANCIAL, INC.

C40
CRD 168964·SEC 801-113344·INDIANAPOLIS, IN
AUM
$304.0M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$912K
@ 30% margin
Est. Deal Value
$7.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROVIDER FINANCIAL, INC.
CRD
168964
SEC file #
801-113344
EIN
—
DBA names
—

Economics

AUM
$304.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$140.0M → $304.0M▲ +117%
Client mix
Individuals Other295
Individuals High Net Worth210

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/07/2026
ADV-W filed at
—
Website
provider-financial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MALMQUIST, ROBERT, LAINE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MALMQUIST, ROBERT, LAINE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PROVIDER-FINANCIAL.COM
Rdap Domain Creation Date
2007-12-19T03:17:16Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-19T03:17:16Z
Rdap Domain Last Changed
2025-09-03T18:25:47Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2730102
Trust Company Affiliate
No

People (2)

2
MALMQUIST, ROBERT, LAINE
IAR · Direct Owner · 87.5%
2730102
JENNY MARIE MALMQUIST
IAR
6232386