SourcingSourcing

MFA WEALTH SERVICES

C34
CRD 169013·SEC 801-108548·THOUSAND OAKS, CA
AUM
$293.1M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$879K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MFA WEALTH SERVICES
CRD
169013
SEC file #
801-108548
EIN
900043826
DBA names
—

Economics

AUM
$293.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$140.3M → $293.1M▲ +109%
Client mix
Individuals Other215
Individuals High Net Worth9

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
THOUSAND OAKS CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/16/2026
ADV-W filed at
—
Website
mfaws.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GARNER, MICHAEL, EARL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GARNER, MICHAEL, EARL
MATTERN, CHRISTOPHER, D
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MFAWS.COM
Rdap Domain Creation Date
2013-10-30T17:26:02Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001989379
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-21
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001754960-26-000297

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
100 E THOUSAND OAKS BLVDSUITE 258THOUSAND OAKS, CA 91360
Business
100 E THOUSAND OAKS BLVDSUITE 258THOUSAND OAKS, CA 91360
Edgar EIN
900043826
Edgar Recent Filings
13F-HR2026-04-22 · 0001754960-26-000297
13F-HR2026-01-15 · 0001754960-26-000075
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-30T17:26:02Z
Rdap Domain Last Changed
2023-10-30T17:00:20Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4936494
Trust Company Affiliate
No

People (2)

2
MATTERN, CHRISTOPHER, D
IAR · Direct Owner · 62.5%
5202739
GARNER, MICHAEL, EARL
IAR · Direct Owner · 62.5%
4936494