SourcingSourcing

SCOTTSDALE WEALTH PLANNING, INC.

C47
CRD 169248·SEC 801-113207·SCOTTSDALE, AZ
AUM
$171.5M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$515K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCOTTSDALE WEALTH PLANNING, INC.
CRD
169248
SEC file #
801-113207
EIN
—
DBA names
—

Economics

AUM
$171.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$97.3M → $171.5M▲ +76%
Client mix
Individuals High Net Worth43
Individuals Other36

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OHANIAN, PAUL, CHRISTOPHER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
OHANIAN, PAUL, CHRISTOPHER
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1403229
Trust Company Affiliate
No

People (2)

2
OHANIAN, PAUL, CHRISTOPHER
IAR · Direct Owner · 87.5%
1403229
RACHAEL LOUISE MARJORY HODYNO
IAR
6841577