SourcingSourcing

MERGANSER CAPITAL MANAGEMENT, LLC

C26
CRD 169258·SEC 801-78733·BOSTON, MA
AUM
$17.66B
$1B+
Est. Revenue
$176.6M
@ 1% on AUM
Est. EBITDA
$53.0M
@ 30% margin
Est. Deal Value
$423.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MERGANSER CAPITAL MANAGEMENT, LLC
CRD
169258
SEC file #
801-78733
EIN
263146648
DBA names
—

Economics

AUM
$17.66B
AUM band
$1B+
AUM trajectory
'20'26
$9.30B → $17.66B▲ +90%
Client mix
Corporations83
Pension Profit Sharing Plans11
Insurance Companies10
State Or Municipal Govt7
Other7

Operations

Employees (total)
32
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
9 advisors → 11 advisors▲ +22%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
merganser.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PROVIDENCE EQUITY CAPITAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
PROVIDENCE EQUITY CAPITAL
MERGANSER MANAGEMENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MERGANSER.COM
Rdap Domain Creation Date
1996-09-10T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
1,721,410
Form 5500 Compensation Trajectory 3y
20251,713,602
20267,808
Form 5500 Plan Count Trajectory 3y
20256
20261
Schedule C Total Compensation
1,721,410
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001634405
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2015-02-19
Edgar Last Filing Date
2025-02-07
Edgar Form D Count
11
Edgar Form D Offerings
2025-02-072025-02-07 · 0001796646-25-000004
2024-02-122024-02-12 · 0001130724-24-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon15
State Street4
E*trade4
Northern Trust2
U.s. Bank2
Edgar Addresses
Mailing
C/O MERGANSER CAPITAL MANAGEMENT, LLC99 HIGH STREETBOSTON, MA 02110
Business
C/O MERGANSER CAPITAL MANAGEMENT, LLC99 HIGH STREETBOSTON, MA 02110
Edgar EIN
263146648
Edgar Recent Filings
D/A2025-02-07 · 0001796646-25-000004
D/A2024-02-12 · 0001130724-24-000004
Fee Schedule
Bracket Vi70
Bracket Iii29
Bracket Xi1
Bracket I0
Bracket Ii0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-09T04:00:00Z
Rdap Domain Last Changed
2019-07-31T14:19:13Z
Rdap Nameservers
Ns63.worldnic.comNs64.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (7)

7
ADDIS, JEFFREY, CHARLES
Executive Officer · 2.5%
1445627
CLOUTIER, MICHAEL, JOSEPH
Executive Officer · 2.5%
5294981
NASSER, MARK, JOSEPH
Executive Officer · 2.5%
8236838
PUGLIA, MARC, GERALD
Executive Officer · 2.5%
6262774
SALEM, PAUL, JUDE
Executive Officer · 2.5%
2071043
SMOCK, ANDREW, M
Executive Officer · 2.5%
5865934
VOSS, KIMBERLY, ANN
Executive Officer · 2.5%
5308807