SourcingSourcing

HENRY JAMES INTERNATIONAL MANAGEMENT, INC.

A74
CRD 169293·SEC 801-79145·NEW YORK, NY
AUM
$402.4M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HENRY JAMES INTERNATIONAL MANAGEMENT, INC.
CRD
169293
SEC file #
801-79145
EIN
464671536
DBA names
—

Economics

AUM
$402.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$556.8M → $402.4M▼ -28%
Client mix
Individuals High Net Worth52
State Or Municipal Govt7

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
linkedin.com/company/hjim(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
O'LEARY, JAMES, HENRY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
O'LEARY, JAMES, HENRY
AIDAN O'LEARY 2014 TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:henryjames.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001750423
Edgar Registered
Yes
Edgar Filing Count
31
Edgar First Filing Date
2018-11-15
Edgar Last Filing Date
2026-04-10
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-04-10
Accession0001104659-26-041848

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Charles Schwab2
State Street2
Fidelity1
Wells Fargo1
Edgar Addresses
Mailing
274 MADISON AVESUITE 904NEW YORK, NY 10016
Business
274 MADISON AVESUITE 904NEW YORK, NY 10016
Edgar EIN
464671536
Edgar Recent Filings
13F-HR2026-04-10 · 0001104659-26-041848
13F-HR2026-02-17 · 0001104659-26-016574
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1430861
Trust Company Affiliate
No

People (4)

4
O'LEARY, JAMES, HENRY
IAR · Direct Owner · 87.5%
1430861
O'LEARY, CHRISTOPHER, JAMES
Direct Owner · 7.5%
6627103
O'LEARY, SUSAN, HILLMEYER
Direct Owner · 7.5%
6627099
CASTRELO-HUNTLEY, MERCEDES,
Executive Officer · 2.5%
8220417