SourcingSourcing

HEALTHCARE ROYALTY MANAGEMENT, LLC

C28
CRD 169355·SEC 801-79416·STAMFORD, CT
AUM
$3.78B
$1B+
Est. Revenue
$37.8M
@ 1% on AUM
Est. EBITDA
$11.3M
@ 30% margin
Est. Deal Value
$90.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HEALTHCARE ROYALTY MANAGEMENT, LLC
CRD
169355
SEC file #
801-79416
EIN
000000000
DBA names
—

Economics

AUM
$3.78B
AUM band
$1B+
AUM trajectory
'20'26
$2.53B → $3.78B▲ +49%
Client mix
Pooled Investment Vehicles11
Insurance Companies2

Operations

Employees (total)
23
Advisory staff (per ADV)
19
Advisory staff (5-yr trend)
'20'26
15 advisors → 19 advisors▲ +27%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
linkedin.com/company/healthcare-royalty-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KKR HARBOR HOLDINGS L.P.
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
KKR HARBOR HOLDINGS L.P.
VANDERBILT CAPITAL PARTNERS II,
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001686083
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-09-30
Edgar Last Filing Date
2016-09-30
Edgar Form D Count
1
Edgar Form D Offerings
2016-09-302016-09-30 · 0001686083-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan22
E*trade4
Morgan Stanley1
Edgar Addresses
Mailing
300 ATLANTIC STREETSUITE 600STAMFORD, CT 06901
Business
300 ATLANTIC STREETSUITE 600STAMFORD, CT 06901
Edgar EIN
000000000
Edgar Recent Filings
D2016-09-30 · 0001686083-16-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
FUTCH, CLARKE, BRANNEN
Executive Officer · 2.5%
1988666
CONNER, THOMAS, KREUZ
Executive Officer · 2.5%
3197436
JEFFREY, JUNG, ANDREW
Executive Officer · 2.5%
8243744
SCHNEIDER, SPENCER, HARRIS
Executive Officer · 2.5%
6033197
WHITE, CHRISTOPHER, ANDREW
Executive Officer · 2.5%
2963526