SourcingSourcing

MML INVESTMENT ADVISERS, LLC

C35
CRD 169568·SEC 801-78778·SPRINGFIELD, MA
AUM
$24.55B
$1B+
Est. Revenue
$245.5M
@ 1% on AUM
Est. EBITDA
$73.6M
@ 30% margin
Est. Deal Value
$589.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MML INVESTMENT ADVISERS, LLC
CRD
169568
SEC file #
801-78778
EIN
—
DBA names
—

Economics

AUM
$24.55B
AUM band
$1B+
AUM trajectory
'20'26
$55.75B → $24.55B▼ -56%
Client mix
Investment Companies54
Banking Institutions1
Pooled Investment Vehicles1

Operations

Employees (total)
18
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
21 advisors → 11 advisors▼ -48%
Primary office
SPRINGFIELD MA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/showcase/massmutual-investments(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MASSACHUSETTS MUTUAL LIFE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
MASSACHUSETTS MUTUAL LIFE
Giardiello, Gregory, Joseph
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Compensation Trajectory 3y
20250
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2682
Trust Company Affiliate
Yes

People (6)

6
MASSACHUSETTS MUTUAL LIFE
Direct Owner · 87.5%
2682
Giardiello, Gregory, Joseph
Executive Officer · 2.5%
8256045
Rispoli, Frank, Joseph
Executive Officer · 2.5%
4364402
SABACH, PATRICE, MCGUIRE
Executive Officer · 2.5%
7810259
STEELE, DOUGLAS, ROBERT
Executive Officer · 2.5%
5026710
WELLMAN, PHILIP, SMITH
Executive Officer · 2.5%
4193067